Charles Edward Dumas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LOMBARD STREET RESEARCH FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 502674

    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2022)
    • CF10 Compliance Oversight (26 Feb 2015 to 8 Dec 2019)
    • CF1 Director (27 Oct 2009 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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