Charles Edward Davis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THE MORTGAGE MARKET.CO.UK LIMITED
FRN 500117
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
The Investment Market Ltd (no longer approved here)
FRN 228198
- Employed By (1 Nov 2004 to 22 Apr 2010)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (31 Oct 2004 to 3 Jun 2005)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (1 Dec 2001 to 18 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.