Charles Duncan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (9 Jan 2006 to 10 Nov 2006)
- CF22 Investment Adviser (Trainee) (13 Jul 2005 to 9 Jan 2006)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF21 Investment Adviser (21 Oct 2002 to 30 Sep 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Oct 2002)
Money Matters (Scotland) Ltd (no longer approved here)
FRN 196551
- (1)Employed By (11 Sep 2001 to 30 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.