Charles David Oakes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jun 2025)
    • CF30 Customer (24 Jan 2013 to 8 Dec 2019)
    • CF27 Investment Management (28 Jul 2003 to 28 Dec 2006)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (29 Aug 2002 to 14 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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