Charles Cox

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rossie House Investment Management LLP (no longer approved here)

    FRN 793399

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2020)
    • CF10 Compliance Oversight (1 Jun 2018 to 11 Jun 2019)
    • CF11 Money Laundering Reporting (1 Jun 2018 to 11 Jun 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
    • CF4 Partner (1 Jun 2018 to 5 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.