Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 1 Nov 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 1 Nov 2025)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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