Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingfisher Finance Limited (no longer approved here)

    FRN 226749

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Oct 2005 to 21 Dec 2006)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (29 May 2002 to 26 Oct 2002)
    • CF22 Investment Adviser (Trainee) (12 Mar 2002 to 25 May 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (29 May 2002 to 26 Oct 2002)
    • CF22 Investment Adviser (Trainee) (12 Mar 2002 to 25 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.