Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C.I.S. (Cardiff) Limited (no longer approved here)

    FRN 623717

    • (5)SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • (3)Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2026)
    • (4)Responsible for Insurance Mediation (12 Aug 2014 to 30 Sep 2018)
    • (6)CF1 Director (12 Aug 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at C.I.S. (Cardiff) Limited

  2. controlled function removed: Responsible for Insurance Distribution at C.I.S. (Cardiff) Limited

  3. controlled function added: (3)Responsible for Insurance Distribution at C.I.S. (Cardiff) Limited

  4. controlled function added: (4)Responsible for Insurance Mediation at C.I.S. (Cardiff) Limited

  5. controlled function added: (5)SMF3 Executive Director at C.I.S. (Cardiff) Limited

  6. controlled function added: (6)CF1 Director at C.I.S. (Cardiff) Limited