Charles Atkinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Significant management (11 Oct 2019 to 30 Apr 2025)
    • [FCA CF] Client dealing (11 Oct 2019 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (11 Oct 2019 to 30 Apr 2025)
    • [FCA CF] Material risk taker (11 Oct 2019 to 30 Apr 2025)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (11 Oct 2019 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (11 Oct 2019 to 30 Apr 2025)
    • [FCA CF] Material risk taker (11 Oct 2019 to 30 Apr 2025)
    • [FCA CF] Significant management (11 Oct 2019 to 30 Apr 2025)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • [FCA CF] Significant management (11 Oct 2019 to 15 May 2023)
    • [FCA CF] Client dealing (11 Oct 2019 to 15 May 2023)
    • [FCA CF] Manager of certification employee (11 Oct 2019 to 15 May 2023)
    • [FCA CF] Material risk taker (11 Oct 2019 to 15 May 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (12 Nov 2018 to 22 May 2019)
    • [FCA CF] Client dealing (11 Nov 2016 to 22 May 2019)
    • [FCA CF] Material risk taker (11 Nov 2016 to 22 May 2019)
    • CF30 Customer (19 Oct 2012 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (7 Jul 2011 to 12 Sep 2012)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 Jun 2008 to 12 Sep 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 12 Sep 2012)
    • CF21 Investment Adviser (3 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.