Charles Asadi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF30 Customer (since 6 Aug 2024)
NEWMARKET IM UK LTD
FRN 1016121
- (1)Employed By (since 6 Aug 2024)
Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Client dealing (23 Dec 2020 to 6 Dec 2021)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- [FCA CF] Client dealing (23 Dec 2020 to 17 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.