Charles Arthur Rozes

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IG Index Limited (no longer approved here)

    FRN 114059

    • SMF1 Chief Executive (7 Nov 2023 to 29 Jan 2024)
    • SMF3 Executive Director (1 Jun 2020 to 1 Aug 2024)
    • SMF2 Chief Finance (1 Jun 2020 to 1 Aug 2024)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • SMF1 Chief Executive (7 Nov 2023 to 29 Jan 2024)
    • SMF3 Executive Director (1 Jun 2020 to 1 Aug 2024)
    • SMF2 Chief Finance (1 Jun 2020 to 1 Aug 2024)
  • IG Trading and Investments Limited (no longer approved here)

    FRN 944492

    • SMF1 Chief Executive (7 Nov 2023 to 29 Jan 2024)
    • SMF3 Executive Director (23 Dec 2021 to 1 Aug 2024)
    • SMF2 Chief Finance (23 Dec 2021 to 1 Aug 2024)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF29 Significant management (1 Sep 2015 to 8 Dec 2019)
  • Thistle Insurance Services Limited (no longer approved here)

    FRN 310419

    • CF29 Significant management (1 Sep 2015 to 30 Dec 2016)
  • Standard Life Bank Plc (no longer approved here)

    FRN 187878

    • (94)CF1 Director (1 Jan 2010 to 1 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.