Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 May 2024)
    • [FCA CF] Functions requiring qualifications (since 20 May 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (24 Jun 2011 to 20 Aug 2013)
  • Portland Wealth Ltd (no longer approved here)

    FRN 552102

    • Employed By (24 Jun 2011 to 20 Aug 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (10 Mar 2010 to 1 Nov 2011)
  • Charles Daniel Ltd (no longer approved here)

    FRN 516589

    • Employed By (10 Mar 2010 to 1 Nov 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (3 Jan 2002 to 5 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.