Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Wealth Management Limited
FRN 188596
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 20 May 2024)
- [FCA CF] Functions requiring qualifications (since 20 May 2024)
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- CF30 Customer (24 Jun 2011 to 20 Aug 2013)
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- Employed By (24 Jun 2011 to 20 Aug 2013)
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- CF30 Customer (10 Mar 2010 to 1 Nov 2011)
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- Employed By (10 Mar 2010 to 1 Nov 2011)
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- CF21 Investment Adviser (3 Jan 2002 to 5 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.