Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 16 Aug 2021)
    • Responsible for Insurance Distribution (16 Aug 2021 to 30 Jun 2022)
    • SMF1 Chief Executive (since 16 Aug 2021)
    • Responsible for Insurance Distribution (16 Aug 2021 to 30 Jun 2022)
    • SMF7 Group Entity Senior Manager (since 16 Aug 2021)
    • SMF7 Group Entity Senior Manager (since 16 Aug 2021)
    • SMF7 Group Entity Senior Manager (since 16 Aug 2021)
    • SMF7 Group Entity Senior Manager (since 16 Aug 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (21 Jan 2021 to 8 Mar 2021)
    • [FCA CF] Significant management (21 Jan 2021 to 30 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jan 2021 to 30 May 2021)
    • SMF7 Group Entity Senior Manager (30 Jan 2018 to 29 Nov 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (21 Jan 2021 to 30 May 2021)
    • [FCA CF] Manager of certification employee (21 Jan 2021 to 8 Mar 2021)
    • [FCA CF] Significant management (21 Jan 2021 to 30 May 2021)
    • SMF7 Group Entity Senior Manager (3 Jul 2018 to 29 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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