Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
London and Global Finance Ltd
FRN 911600
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Aug 2024)
- [FCA CF] CASS oversight function (since 8 Dec 2020)
- SMF3 Executive Director (since 20 Feb 2020)
- SMF16 Compliance Oversight (since 20 Feb 2020)
- Responsibility for MCD Intermediation (since 20 Feb 2020)
- Responsible for Insurance Distribution (since 20 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.