Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (7 Sep 2022 to 1 Jul 2024)
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- Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 1 Apr 2021)
- SMF3 Executive Director (9 Dec 2019 to 26 Feb 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- CF1 Director (17 Oct 2016 to 8 Dec 2019)
- CF30 Customer (17 Oct 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.