Charles Adrian Edward Spungin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allspring Global Investments (UK) Limited

    FRN 190608

    • SMF3 Executive Director (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2023)
    • CF29 Significant management (16 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF29 Significant management (17 Jan 2014 to 30 Apr 2019)
    • CF30 Customer (9 Sep 2013 to 30 Apr 2019)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF1 Director (17 Mar 2010 to 29 Jul 2013)
    • CF30 Customer (5 Feb 2008 to 29 Jul 2013)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.