Charles Adams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Client dealing (since 16 Mar 2026)
Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Client dealing (since 16 Mar 2026)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Manager of certification employee (30 Jul 2024 to 18 Jun 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2021)
- CF30 Customer (2 Jul 2015 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Manager of certification employee (30 Jul 2024 to 18 Jun 2025)
- [FCA CF] Client dealing (7 Feb 2024 to 18 Jun 2025)
- CF30 Customer (2 Jul 2015 to 6 Mar 2016)
J.P. Morgan SE (no longer approved here)
FRN 755066
- [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
- CF30 Customer (28 Feb 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.