Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ludgate Investments Limited
FRN 194783
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (27 Sep 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Oct 2011 to 31 Oct 2012)
- CF28 Systems and controls (1 Nov 2007 to 31 Oct 2012)
- CF30 Customer (1 Nov 2007 to 31 Oct 2012)
- CF11 Money Laundering Reporting (18 Nov 2004 to 31 Jan 2006)
- CF23 Corporate Finance Adviser (18 Nov 2004 to 31 Oct 2007)
- CF13 Finance (18 Nov 2004 to 31 Oct 2007)
- CF1 Director (18 Nov 2004 to 27 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.