Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (11 Oct 2024 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (11 Oct 2024 to 13 Mar 2026)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2023)
    • CF30 Customer (14 Aug 2018 to 14 Mar 2023)
  • Bury Financial Advisers Limited (no longer approved here)

    FRN 499928

    • Employed By (14 Aug 2018 to 14 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.