Charlene Lock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 5 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 5 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2026)
    • CF1 Director (AR) (since 19 Feb 2026)
    • CF30 Customer (since 19 Feb 2026)
  • Lock Financial Planning Services Limited

    FRN 1050861

    • (1)Employed By (since 19 Feb 2026)
  • The Informed Partnership Limited (no longer approved here)

    FRN 509016

    • CF30 Customer (15 Dec 2020 to 8 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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