Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CAS MORTGAGES LTD
FRN 923757
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 14 Jul 2020)
- Responsible for Insurance Distribution (since 14 Jul 2020)
- SMF16 Compliance Oversight (since 14 Jul 2020)
- SMF3 Executive Director (since 14 Jul 2020)
- [FCA CF] Functions requiring qualifications (since 14 Jul 2020)
- [FCA CF] Manager of certification employee (since 14 Jul 2020)
- [FCA CF] Material risk taker (since 14 Jul 2020)
- [FCA CF] Significant management (since 14 Jul 2020)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.