Chao Wang

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D. E. Shaw & Co. (London) LLP

    FRN 590179

    • [FCA CF] Client dealing (since 21 Nov 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (28 Aug 2024 to 3 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (28 Aug 2024 to 3 Nov 2025)
    • [FCA CF] Client dealing (3 Nov 2023 to 3 Nov 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (28 Aug 2024 to 3 Nov 2025)
    • [FCA CF] Material risk taker (28 Aug 2024 to 3 Nov 2025)
    • [FCA CF] Client dealing (3 Nov 2023 to 3 Nov 2025)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (28 Aug 2024 to 3 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (28 Aug 2024 to 3 Nov 2025)
    • [FCA CF] Client dealing (3 Nov 2023 to 3 Nov 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (1 Sep 2021 to 28 Jul 2023)
    • [FCA CF] Client dealing (4 Sep 2019 to 28 Jul 2023)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Jun 2019)
    • CF30 Customer (19 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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