Chad Leonard Smart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Africa Capitalworks Advisor LLP
FRN 793650
- CF30 Customer (since 12 Oct 2021)
- CF4 Partner (AR) (since 12 Oct 2021)
Prism Financial Products LLP
FRN 607481
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
Capitalworks Advisors LLP
FRN 597532
- Employed By (since 28 Mar 2013)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (28 Mar 2013 to 26 Jan 2022)
- CF4 Partner (AR) (28 Mar 2013 to 26 Jan 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.