Chad Jamieson Walker

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 24 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (since 22 Jul 2024)
Chad Walker
FRN 1018801
- Employed By (since 24 Sep 2024)
Heatherwood Financial Services (no longer approved here)
FRN 175006
- (1)Employed By (25 Mar 2022 to 23 May 2024)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF4 Partner (AR) (25 Mar 2022 to 23 May 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.