cesar Fernandez

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alternatives St James LLP
FRN 430914
- CF1 Director (AR) (since 18 Feb 2025)
- CF30 Customer (since 18 Feb 2025)
Alpha Credit Advisors Limited
FRN 998674
- (1)Employed By (since 18 Feb 2025)
- (2)Employed By (10 Jul 2023 to 4 Mar 2024)
Devonshire Warwick Capital LLP (no longer approved here)
FRN 951174
- CF1 Director (AR) (10 Jul 2023 to 4 Mar 2024)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF30 Customer (31 May 2016 to 18 Apr 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.