Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 16 May 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (19 Apr 2022 to 24 Apr 2023)
    • [FCA CF] Client dealing (9 Nov 2016 to 24 Apr 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (19 Apr 2022 to 24 Apr 2023)
    • [FCA CF] Client dealing (9 Nov 2016 to 24 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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