Ceri Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Jan 2014)
  • Ceri Griffiths

    FRN 912179

    • Employed By (since 12 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jan 2008 to 14 Jan 2008)
    • CF21 Investment Adviser (20 Aug 2003 to 29 Apr 2005)
    • CF22 Investment Adviser (Trainee) (2 Dec 2002 to 20 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.