Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (17 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Mar 2006 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Jul 2014 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (9 Aug 2004 to 24 Feb 2006)
    • CF26 Customer Trading (4 Aug 2004 to 9 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.