Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Oct 2020)
    • [FCA CF] Client dealing (26 Oct 2020 to 27 Oct 2020)
  • Yorkshire Building Society (no longer approved here)

    FRN 106085

    • [FCA CF] Functions requiring qualifications (3 May 2016 to 7 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

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