Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 29 May 2018)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Aug 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (1 Feb 2019 to 30 Jan 2020)
    • [FCA CF] Client dealing (1 Feb 2019 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (1 Feb 2019 to 30 Jan 2020)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.