Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 29 May 2018)
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (2 Aug 2004 to 31 Oct 2007)
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- [FCA CF] Material risk taker (1 Feb 2019 to 30 Jan 2020)
- [FCA CF] Client dealing (1 Feb 2019 to 30 Jan 2020)
- [FCA CF] Manager of certification employee (1 Feb 2019 to 30 Jan 2020)
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- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.