Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIPER SANDLER LTD.
FRN 191657
- [FCA CF] Client dealing (since 8 Jan 2024)
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- [FCA CF] Material risk taker (16 Feb 2021 to 1 Jan 2022)
- [FCA CF] Client dealing (16 Feb 2021 to 22 Aug 2023)
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- CF30 Customer (1 Jan 2013 to 1 May 2013)
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- CF21 Investment Adviser (9 Jun 2003 to 6 Jun 2005)
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- CF21 Investment Adviser (9 Jun 2003 to 6 Jun 2005)
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- CF21 Investment Adviser (9 Jun 2003 to 6 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.