Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 28 Feb 2024)
- [FCA CF] Manager of certification employee (since 28 Feb 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 30 Jul 2020)
- [FCA CF] Material risk taker (since 12 Dec 2019)
- [FCA CF] Client dealing (since 6 Nov 2019)
- [FCA CF] Manager of certification employee (7 Jan 2020 to 19 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.