Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 26 Jan 2023)
- SMF22 Other Local Responsibility (22 Mar 2021 to 17 Nov 2022)
- [FCA CF] Material risk taker (17 Aug 2018 to 22 Mar 2021)
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J.P. Morgan Europe Limited
FRN 124579
- [FCA CF] Material risk taker (since 26 Jan 2023)
- SMF18 Other Overall Responsibility (22 Mar 2021 to 17 Nov 2022)
- [FCA CF] Material risk taker (17 Aug 2018 to 22 Mar 2021)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 26 Jan 2023)
- SMF18 Other Overall Responsibility (22 Mar 2021 to 17 Nov 2022)
- [FCA CF] Material risk taker (17 Aug 2018 to 22 Mar 2021)
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- SMF22 Other Local Responsibility (20 Jan 2022 to 17 Nov 2022)
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- SMF18 Other Overall Responsibility (22 Mar 2021 to 17 Nov 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 29 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
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