Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Feb 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (1 Jan 2021 to 18 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 18 Jan 2022)
    • [FCA CF] Client dealing (31 Jan 2020 to 1 Jun 2021)
    • [FCA CF] Manager of certification employee (31 Jan 2020 to 1 Jun 2021)
    • [FCA CF] Significant management (27 Jan 2017 to 1 Jun 2021)
    • CF30 Customer (21 Feb 2008 to 23 Sep 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 18 Jan 2022)
    • [FCA CF] Material risk taker (1 Jan 2021 to 18 Jan 2022)
    • [FCA CF] Manager of certification employee (31 Jan 2020 to 1 Jun 2021)
    • [FCA CF] Client dealing (31 Jan 2020 to 1 Jun 2021)
    • [FCA CF] Significant management (31 Jan 2020 to 1 Jun 2021)
    • CF30 Customer (21 Feb 2008 to 23 Sep 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (1 Jan 2021 to 18 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 18 Jan 2022)
    • [FCA CF] Client dealing (31 Jan 2020 to 1 Jun 2021)
    • [FCA CF] Manager of certification employee (31 Jan 2020 to 1 Jun 2021)
    • [FCA CF] Significant management (31 Jan 2020 to 1 Jun 2021)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (31 Dec 2009 to 29 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.