Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 8 Sep 2020)
- Responsibility for MCD Intermediation (since 8 Sep 2020)
- SMF3 Executive Director (since 8 Sep 2020)
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- CF22 Investment Adviser (Trainee) (14 Oct 2005 to 31 Aug 2006)
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- (3)Employed By (14 Oct 2005 to 31 Aug 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
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- Employed By (26 Jun 2000 to 30 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.