Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 12 Aug 2021)
- [FCA CF] Client dealing (since 10 Jun 2021)
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- [FCA CF] Material risk taker (9 Dec 2019 to 24 May 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 24 May 2021)
- CF30 Customer (18 Jul 2011 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 24 May 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 24 May 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 24 May 2021)
- CF30 Customer (18 Jan 2019 to 8 Dec 2019)
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- [FCA CF] Material risk taker (17 May 2017 to 24 May 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 24 May 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 24 May 2021)
- CF30 Customer (18 Jul 2011 to 6 Mar 2016)
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- [FCA CF] Material risk taker (7 Mar 2016 to 24 May 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 24 May 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 24 May 2021)
- CF30 Customer (18 Jul 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.