Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
- [FCA CF] Client dealing (since 8 Aug 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Aug 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2022)
- CF30 Customer (19 Nov 2019 to 8 Dec 2019)
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- Employed By (6 Sep 2018 to 18 Oct 2019)
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- CF30 Customer (4 Sep 2018 to 18 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.