Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
    • [FCA CF] Client dealing (since 8 Aug 2022)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2022)
    • CF30 Customer (19 Nov 2019 to 8 Dec 2019)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (6 Sep 2018 to 18 Oct 2019)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (4 Sep 2018 to 18 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.