Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • Director of firm who is not a certification employee or a SMF manager (9 Nov 2022 to 28 Feb 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (3 Feb 2022 to 4 Feb 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Managing a material risk taker (1 Oct 2021 to 28 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2021 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2021 to 28 Feb 2025)
    • [FCA CF] Material risk taker (1 Oct 2021 to 28 Feb 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (29 Sep 2017 to 14 Mar 2021)
    • [FCA CF] Client dealing (29 Sep 2017 to 14 Mar 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (28 Jul 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 25 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 25 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.