Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Nov 2022 to 28 Feb 2025)
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- [FCA CF] Manager of certification employee (3 Feb 2022 to 4 Feb 2022)
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- [PRA CF] Managing a material risk taker (1 Oct 2021 to 28 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Oct 2021 to 28 Feb 2025)
- [FCA CF] Manager of certification employee (1 Oct 2021 to 28 Feb 2025)
- [FCA CF] Material risk taker (1 Oct 2021 to 28 Feb 2025)
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- [FCA CF] Manager of certification employee (29 Sep 2017 to 14 Mar 2021)
- [FCA CF] Client dealing (29 Sep 2017 to 14 Mar 2021)
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- CF30 Customer (28 Jul 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 25 Jul 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 25 Jul 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.