Cavan James Beck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barnes & Sherwood Professional Advisers Limited

    FRN 547997

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [PRA CF] Key function holder (since 1 Jul 2025)
    • [FCA CF] CASS oversight function (since 1 Jul 2025)
    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
  • BROOM CONSULTANTS LIMITED (no longer approved here)

    FRN 424217

    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 7 Oct 2022)
    • [FCA CF] Client dealing (4 Jan 2022 to 7 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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