Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 20 Jan 2026)
    • [FCA CF] Material risk taker (since 20 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 29 Apr 2025)
    • [FCA CF] Manager of certification employee (since 29 Apr 2025)
    • [PRA CF] Managing a material risk taker (since 29 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Apr 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (18 Dec 2024 to 24 Mar 2025)
    • [FCA CF] Significant management (22 Aug 2022 to 11 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2022 to 11 Apr 2025)
    • [PRA CF] Managing a material risk taker (7 Jan 2019 to 20 May 2019)
    • CF30 Customer (21 May 2015 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (22 Aug 2022 to 11 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 20 May 2019)
    • [FCA CF] Client dealing (1 Jul 2018 to 20 May 2019)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 20 May 2019)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 20 May 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (29 Jan 2021 to 5 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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