Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lloyds Bank Corporate Markets Plc
FRN 763256
- [PRA CF] Significant risk taker or Material risk taker (since 20 Jan 2026)
- [FCA CF] Material risk taker (since 20 Jan 2026)
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
-
Lloyds Bank PLC
FRN 119278
- [FCA CF] Material risk taker (since 29 Apr 2025)
- [FCA CF] Manager of certification employee (since 29 Apr 2025)
- [PRA CF] Managing a material risk taker (since 29 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 29 Apr 2025)
-
- [FCA CF] Manager of certification employee (18 Dec 2024 to 24 Mar 2025)
- [FCA CF] Significant management (22 Aug 2022 to 11 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (22 Aug 2022 to 11 Apr 2025)
- [PRA CF] Managing a material risk taker (7 Jan 2019 to 20 May 2019)
- CF30 Customer (21 May 2015 to 6 Mar 2016)
-
- [FCA CF] Significant management (22 Aug 2022 to 11 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 20 May 2019)
- [FCA CF] Client dealing (1 Jul 2018 to 20 May 2019)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 20 May 2019)
- [PRA CF] Managing a material risk taker (1 Jul 2018 to 20 May 2019)
-
- [FCA CF] Manager of certification employee (29 Jan 2021 to 5 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.