Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 May 2020)
    • [FCA CF] Material risk taker (since 1 May 2020)
    • [FCA CF] Functions requiring qualifications (since 1 May 2020)
    • [FCA CF] Manager of certification employee (since 1 May 2020)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (24 Feb 2009 to 28 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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