Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 30 Aug 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Aug 2024)
    • CF30 Customer (12 Apr 2013 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (6 Jan 2004 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.