Catherine Pierre

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 18 Oct 2019)
    • [FCA CF] Material risk taker (since 20 Aug 2019)
    • [FCA CF] Client dealing (since 8 Jul 2019)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 18 Oct 2019)
    • [FCA CF] Material risk taker (since 20 Aug 2019)
    • [FCA CF] Client dealing (since 8 Jul 2019)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (18 Oct 2019 to 21 Jul 2022)
    • [FCA CF] Material risk taker (20 Aug 2019 to 21 Jul 2022)
    • [FCA CF] Client dealing (8 Jul 2019 to 21 Jul 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (29 Jan 2010 to 14 Dec 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 29 Jun 2009)
    • CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.