Catherine Nora Maureen Louise Holmes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarke Financial Planning Ltd

    FRN 795641

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • Lodge Financial Advice Ltd (no longer approved here)

    FRN 229554

    • CF21 Investment Adviser (28 Nov 2003 to 6 Jan 2004)
  • The Clarke Partnership (NI) Ltd (no longer approved here)

    FRN 173353

    • Employed By (21 Sep 2002 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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