Catherine Marie Woods

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • SMF10 Chair of the Risk Committee (since 1 Jan 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2020 to 31 Dec 2020)
  • Bank of Scotland plc

    FRN 169628

    • SMF10 Chair of the Risk Committee (since 1 Jan 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2020 to 31 Dec 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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