Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Advisory London Limited
FRN 628856
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (31 Dec 2014 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (5 Sep 2012 to 16 Jan 2015)
- CF10 Compliance Oversight (20 Apr 2012 to 16 Jan 2015)
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- CF10 Compliance Oversight (8 Feb 2011 to 17 Nov 2011)
- CF11 Money Laundering Reporting (8 Feb 2011 to 17 Nov 2011)
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- CF10 Compliance Oversight (8 Feb 2011 to 17 Nov 2011)
- CF11 Money Laundering Reporting (8 Feb 2011 to 17 Nov 2011)
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- CF11 Money Laundering Reporting (6 Jun 2008 to 31 Jul 2009)
- CF10 Compliance Oversight (7 Mar 2007 to 18 May 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.