Catherine Margaret Makin

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 19 Mar 2026)
    • CF1 Director (AR) (since 11 Mar 2026)
    • CF30 Customer (since 11 Mar 2026)
  • CMM Wealth Management Ltd

    FRN 1032557

    • Employed By (since 11 Mar 2026)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • Appointed representative dealing with clients for which they require qualification (16 Jun 2025 to 16 Mar 2026)
    • CF1 Director (AR) (6 Jun 2025 to 16 Mar 2026)
    • CF30 Customer (6 Jun 2025 to 16 Mar 2026)
  • FINANCIAL EXPRESS INVESTMENTS LTD (no longer approved here)

    FRN 209967

    • [FCA CF] Client dealing (24 Jul 2023 to 4 Jul 2025)
    • [FCA CF] Manager of certification employee (24 Jul 2023 to 4 Jul 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 23 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.