Catherine Jane Werrett

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alliance Asset Management Limited (no longer approved here)

    FRN 667946

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
    • CF11 Money Laundering Reporting (17 Oct 2018 to 8 Dec 2019)
    • CF28 Systems and controls (3 Jul 2015 to 8 Dec 2019)
    • CF1 Director (3 Jul 2015 to 8 Dec 2019)
    • CF29 Significant management (3 Jul 2015 to 8 Dec 2019)
  • PREMIA SOLUTIONS LIMITED (no longer approved here)

    FRN 310089

    • CF1 Director (AR) (20 Jul 2010 to 19 Nov 2014)
  • Alliance Asset Management Plc (no longer approved here)

    FRN 491252

    • Employed By (20 Jul 2010 to 19 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

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