Catherine Flockhart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford & Co

    FRN 142597

    • [FCA CF] Significant management (since 1 Apr 2025)
    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Material risk taker (since 15 Nov 2021)
    • [FCA CF] Client dealing (since 15 Nov 2021)
    • SMF27 Partner (1 May 2021 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (31 Jul 2020 to 7 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (10 Feb 2014 to 8 Dec 2019)
  • Baillie Gifford Overseas Limited

    FRN 121818

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Significant management (since 8 Aug 2022)
    • [FCA CF] Manager of certification employee (since 15 Nov 2021)
    • [FCA CF] Client dealing (since 15 Nov 2021)
    • [FCA CF] Material risk taker (15 Nov 2021 to 18 Oct 2023)
    • [FCA CF] Manager of certification employee (31 Jul 2020 to 7 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (10 Feb 2014 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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