Catherine Elizabeth Neate

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon

    FRN 122467

    • SMF3 Executive Director (since 1 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 10 Sep 2021)
    • CF30 Customer (31 Aug 2011 to 8 Aug 2012)
  • The Bank of New York Mellon (International) Limited

    FRN 183100

    • SMF1 Chief Executive (since 1 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 10 Sep 2021)
    • CF30 Customer (31 Aug 2011 to 8 Aug 2012)
  • PERSHING SECURITIES LIMITED

    FRN 146576

    • Director of firm who is not a certification employee or a SMF manager (since 26 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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